Kyle J. Thompson
Professional summary
Kyle Jeffrey Thompson, AIF® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in San Jose, California.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kyle has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Jeffrey Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2021 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 2570 N First St 2nd Floor, San Jose, CA 95131August 30, 2017 - August 10, 2022
C-J ADVISORY, INC.
March 12, 2012 - November 30, 2016
TD AMERITRADE, INC.
March 12, 2012 - November 30, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 28, 2012 - November 30, 2016
TD AMERITRADE, INC.
October 27, 2009 - February 23, 2012
CHASE INVESTMENT SERVICES CORP.
May 8, 2007 - September 21, 2009
HANTZ FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777 / SEC#: 801-64265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/22/2021)
(10/15/2021)
(6/16/2025)
(1/17/2023)
(10/19/2021)
(10/15/2021)
(10/21/2021)
Exams
Current Firm
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777 / SEC#: 801-64265
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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