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JL

Jacqueline Lyons

FORESIDE FINANCIAL SERVICES
Beaverton, OR
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CRD#: 5291182
JL

Professional summary


Jacqueline Lyons, who also goes by Jackie Lyons, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Beaverton, Oregon and IMST DISTRIBUTORS, LLC located in Beaverton, Oregon.

Jacqueline is registered as a RR (Registered Representative) and started their career in finance in 2007. Jacqueline has worked at 14 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jackie Lyons

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jacqueline Lyons's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 23, 2025 - Present

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Beaverton, OR
Current

October 23, 2025 - Present

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Beaverton, OR
Current

October 23, 2025 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Beaverton, OR
Current

October 23, 2025 - Present

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Beaverton, OR
Current

October 23, 2025 - Present

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Beaverton, OR
Current

October 23, 2025 - Present

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Beaverton, OR
Current

October 23, 2025 - Present

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
Beaverton, OR
Current

October 23, 2025 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Beaverton, OR
Current

October 23, 2025 - Present

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
Beaverton, OR
Current

October 23, 2025 - Present

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Beaverton, OR
Current

October 23, 2025 - Present

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Beaverton, OR
Past

April 2, 2018 - July 3, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

April 2, 2018 - July 3, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

October 19, 2016 - January 2, 2018

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
El Segundo, CA
Past

October 18, 2016 - January 2, 2018

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
El Segundo, CA
Past

February 25, 2010 - October 24, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

February 16, 2010 - October 24, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

August 17, 2007 - April 14, 2009

WADDELL & REED

RIA
CRD#: 866
SAN DIEGO, CA
Past

July 6, 2007 - April 14, 2009

WADDELL & REED

BD
CRD#: 866
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oregon
(10/23/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/16/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FD
FUNDS DISTRIBUTOR, LLC
FUNDS DISTRIBUTOR, INC. | THE BOSTON COMPANY CAPITAL GROUP, INC. | TBC FUNDS DISTRIBUTOR, INC. | FUNDS DISTRIBUTOR, LLC

CRD#: 7174 / SEC#: , 8-20518

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/01/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FUNDS DISTRIBUTOR, LLC

CRD#: 7174Beaverton, OR

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