Paul J. Pearce
Professional summary
Paul J Pearce, CFP®, who also goes by Paul John Pearce, Paul Pearce, is a registered financial advisor currently at BEARING POINT CAPITAL located in Bloomington, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Paul has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul J Pearce's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
August 2, 2024 - Present
BEARING POINT CAPITAL
Office #1: 3800 American Blvd. West Suite 920, Bloomington, MN 55431November 26, 2019 - August 9, 2024
MORGAN STANLEY
November 15, 2019 - August 9, 2024
MORGAN STANLEY
January 3, 2011 - October 26, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 26, 2011
WELLS FARGO CLEARING SERVICES, LLC
August 17, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 27, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
BEARING POINT CAPITAL
CRD#: 332023 / SEC#: 801-130682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/2/2024)
Exams
Series 7TO
Date: 11/15/2019
General Securities Representative ExaminationCurrent Firm
BEARING POINT CAPITAL
CRD#: 332023 / SEC#: 801-130682
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 715 |
| AUM (Assets Under Management) | $ 907,456,293 |
Red Flags
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