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SB

Shawntrea Bethea

KRAKEN SECURITIES
FORT LAUDERDALE, FL 33301-2299
Some features on this profile are disabled
CRD#: 5290478
SB

Professional summary

Shawntrea Bethea, who also goes by Shawntrea Renee Bethea, is a registered financial professional currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida.

Shawntrea is registered as a RR (Registered Representative) and started their career in finance in 2007. Shawntrea has worked at 11 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shawntrea Renee Bethea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shawntrea Bethea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2026 - Present

KRAKEN SECURITIES

Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
BD
CRD#: 324343
FORT LAUDERDALE, FL
Past

June 13, 2025 - October 15, 2025

ETORO USA SECURITIES INC.

BD
CRD#: 298361
HOBOKEN, NJ
Past

January 31, 2023 - November 19, 2024

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
Chicago, IL
Past

June 28, 2021 - November 19, 2024

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Chicago, IL
Past

August 30, 2016 - March 27, 2020

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC
Past

September 19, 2014 - August 17, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
NORCROSS, GA
Past

September 18, 2014 - August 17, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
NORCROSS, GA
Past

November 5, 2013 - September 19, 2014

TRIAD ADVISORS LLC

RIA
CRD#: 25803
ATLANTA, GA
Past

June 6, 2012 - September 19, 2014

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

January 6, 2012 - June 1, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

February 14, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

March 13, 2007 - January 13, 2011

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/6/2026)
RR
Illinois
(2/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/31/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/13/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/19/2010
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/11/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KRAKEN SECURITIES
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: , 8-71030

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299
Phone number
(888) 837-8818
Established
Delaware since 11/02/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYWARD, INC.SOLE MEMBER
BASKETT, ERIN ELAINECFO/ FINOP4538604
BASKETT, ERIN ELAINECCO4538604
MURRAY, BRENDAN GERARDCOO3248970

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KRAKEN SECURITIES

CRD#: 324343Fort Lauderdale, FL 33301-2299

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