DN

Desiree A. Nunes

STONEPEAK SECURITIES
New York, NY 10001
Some features on this profile are disabled
CRD#: 5290299
DN

Professional summary


Desiree A Nunes, CFP®, who also goes by Desiree Nunes, Desiree Ann Nunes, is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.

Desiree is registered as a RR (Registered Representative) and started their career in finance in 2008. Desiree has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Desiree Nunes | Desiree Ann Nunes

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Desiree A Nunes's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

March 22, 2026 - Present

STONEPEAK SECURITIES LLC

Office #1: 550 W. 34th St 48th Floor, New York, NY 10001
BD
CRD#: 316392
New York, NY
Past

May 26, 2022 - October 24, 2025

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
New York, NY
Past

August 7, 2013 - May 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENWICH, CT
Past

August 5, 2013 - May 3, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENWICH, CT
Past

August 11, 2009 - July 18, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
NEW YORK, NY
Past

August 4, 2009 - July 18, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

May 8, 2009 - June 22, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ROSLYN, NY
Past

December 4, 2008 - February 2, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LAKE SUCCESS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/22/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
STONEPEAK SECURITIES LLC
STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: , 8-70803

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
550 W. 34th St 48th Floor, New York, NY 10001
Mailing Address
550 W. 34th St 48th Floor, New York, NY 10001
Phone number
(212) 907-5100
Established
Delaware since 08/13/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STONEPEAK PARTNERS II LLCGENERAL PARTNER
FORTINO, ANGELINAFINANCIAL AND OPERATIONS PRINCIPAL6869135
MLYNAR, STEVEN BRETTCHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL5200474
WALLACH, DOUGLASCEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE6649513

Red Flags


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Company Information


STONEPEAK SECURITIES LLC

CRD#: 316392New York, NY 10001

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