Valerie M. Arroyos
Professional summary
Valerie Marie Arroyos, who also goes by Valerie Marie Arroyos, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Austin, Texas.
Valerie is registered as a RR (Registered Representative) and started their career in finance in 2007. Valerie has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Valerie Marie Arroyos's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2023 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 901 S Mopac Expressway Suite 225, Austin, TX 78746February 14, 2021 - June 1, 2023
FOX CHASE CAPITAL PARTNERS, LLC
March 13, 2017 - February 11, 2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC
May 30, 2013 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
October 1, 2012 - June 5, 2013
DIVINE CAPITAL MARKETS LLC
February 7, 2012 - September 28, 2012
IMS SECURITIES, INC.
November 20, 2008 - February 8, 2010
DIRECT CAPITAL SECURITIES, INC.
May 12, 2008 - November 17, 2008
WELLS FARGO INVESTMENTS, LLC
January 22, 2008 - November 17, 2008
WELLS FARGO INVESTMENTS, LLC
March 13, 2007 - January 2, 2008
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
