Lenora Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lenora Jenkins, who also goes by Lenora Evangeline Inman, Lenora Evangeline Jenkins, Lenora Evangeline Regala, was a registered financial professional .
Lenora is a previously registered financial professional and started their career in finance in 2008. Lenora had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - July 25, 2022
ASCENSUS BROKER DEALER SERVICES, LLC
December 16, 2019 - October 28, 2021
MISSIONSQUARE INVESTMENT SERVICES
August 28, 2017 - September 5, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 24, 2017 - August 9, 2017
TRIAD ADVISORS LLC
November 18, 2015 - March 2, 2017
LPL FINANCIAL LLC
July 17, 2013 - November 18, 2015
M HOLDINGS SECURITIES, INC.
February 18, 2009 - June 19, 2013
EMPOWER FINANCIAL SERVICES, INC.
August 12, 2008 - February 5, 2009
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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