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TS

Thomas E. Shepherd

BLUEDOOR PRIVATE WEALTH
West Hartford, CT
Some features on this profile are disabled
CRD#: 5289856
TS

Professional summary

Thomas Eugene Shepherd is a registered financial advisor currently at BLUEDOOR PRIVATE WEALTH, LLC located in West Hartford, Connecticut.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Eugene Shepherd's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

BLUEDOOR PRIVATE WEALTH, LLC

RIA
CRD#: 301907
West Hartford, CT
Past

February 5, 2025 - September 5, 2025

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
WEST HARTFORD, CT
Past

January 7, 2025 - September 5, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
WEST HARTFORD, CT
Past

April 4, 2022 - October 30, 2024

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

June 25, 2015 - April 4, 2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

January 3, 2011 - June 16, 2015

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT
Past

February 13, 2007 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BLUEDOOR PRIVATE WEALTH, LLC
BLUEDOOR PRIVATE WEALTH, LLC | WEALTHSHED | LIVE OAK FAMILY OFFICE

CRD#: 301907 / SEC#: 801-131443

RIA
Registered Investment Advisory firm - (11/8/2024 Approved)
Massachusetts
Registered Investment Advisory firm - (11/11/2024 Terminated)
New Hampshire
Registered Investment Advisory firm - (11/15/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(4/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/19/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/12/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BP
BLUEDOOR PRIVATE WEALTH, LLC
BLUEDOOR PRIVATE WEALTH, LLC | WEALTHSHED | LIVE OAK FAMILY OFFICE

CRD#: 301907 / SEC#: 801-131443

RIA
Registered Investment Advisory firm - (11/8/2024 Approved)
Massachusetts
Registered Investment Advisory firm - (11/11/2024 Terminated)
New Hampshire
Registered Investment Advisory firm - (11/15/2024 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
50 Dunham Ridge Suite 1250, Beverly, MA 01915
Mailing Address
Phone number
(781) 810-4604
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BLUEDOOR PRIVATE WEALTH BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts158
AUM (Assets Under Management)$ 105,928,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUEDOOR PRIVATE WEALTH, LLC

CRD#: 301907West Hartford, CT

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