Sara Dawn Stiles
CFP®Professional Summary
Sara Dawn Stiles, CFP®, who also goes by Sara Dawn Elwell Ms., Sara Dawn Elwell, Sara Elwell, Sara Dawn Meadows Ms., Sara Dawn Meadows, Sara Dawn Stiles Ms., Sara Dawn Stiles, is a registered financial advisor currently at RISE RETIREMENT, LLC located in Lee's Summit, Missouri. Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sara has worked at 9 firms and has passed the Series 65,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sara Dawn Elwell Ms., Sara Dawn Elwell, Sara Elwell, Sara Dawn Meadows Ms., Sara Dawn Meadows, Sara Dawn Stiles Ms., Sara Dawn Stiles
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Credentials
Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Current Firm
RISE CONSULTING | RISE RETIREMENT, LLC | RISE CONSULTING, LLC
Contact Information
Main Address
710 Se Third Street, Lee's Summit, MO 64063Mailing Address
Po Box 6985, Lee's Summit, MO 64064Phone Number
(913) 363-7401# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
346AUM (Assets Under Management)
$71,586,889Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
(12/14/2018)
(1/9/2025)
(11/13/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2007About the Series 6 examSimilar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Dawn Stiles's CRS (Customer Relationship Summary).
Similar Advisors
INDEPENDENCE CAPITAL CO., INC.
CETERA ADVISORS LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
OPPENHEIMER & CO. INC.