Sara D. Stiles

RISE RETIREMENT

Lee's Summit, MO 64063

Some features on this profile are disabled

CRD#: 5289834

Professional summary

Sara Dawn Stiles, CFP®, who also goes by Sara Dawn Elwell Ms., Sara Dawn Elwell, Sara Elwell, Sara Dawn Meadows Ms., Sara Dawn Meadows, Sara Dawn Stiles Ms., Sara Dawn Stiles, is a registered financial advisor currently at RISE RETIREMENT, LLC located in Lee's Summit, Missouri.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sara has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RISE CPAS LLC - 11/1/2019 - 9300 W 110th Street, Overland Park, KS, 66210 - Owner/Partner, Client acquisition, marketing, practice management, Not Invt Rel, Tax & accounting services, 15 hrs/mo; 15 hrs/mo (during trading hours). 2.) RISE RISK MANAGEMENT LLC - 11/1/2020 - 9300 W 110th Street, Overland Park, KS 66210 - Owner/Partner, Client acquisition, marketing, practice management, Not Invt Rel, P&C Insurance, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) RISE AGENCY LLC - 9/7/2018 - 9300 W 110th Street, Overland Park, KS 66210 - Owner/Managing Partner, General agent/practice management, Not Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) RISE CONSULTING LLC - 9/7/2018 - 9300 W 110th Street, Overland Park, KS 66210 - Owner/Managing Partner, Generalist and financial advisor/practice management, Invt Rel, RIA, 40 hrs/mo; 40 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Dawn Stiles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

December 14, 2018 - Present

RISE RETIREMENT, LLC

Office #1: 710 Se Third Street, Lee's Summit, MO 64063

RIA

CRD#: 299026

Lee's Summit, MO

Past

January 15, 2019 - March 21, 2023

TWO WEST CAPITAL ADVISORS LLC

RIA

CRD#: 154543

OVERLAND PARK, KS

Past

July 15, 2016 - September 6, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

OVERLAND PARK, KS

Past

July 13, 2016 - September 6, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

OVERLAND PARK, KS

Past

August 15, 2014 - June 20, 2016

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

June 5, 2012 - July 2, 2014

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

OVERLAND PARK, KS

Past

June 5, 2012 - July 2, 2014

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

OVERLAND PARK, KS

Past

April 5, 2012 - June 13, 2012

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

OVERLAND PARK, KS

Past

January 23, 2012 - June 12, 2012

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

OVERLAND PARK, KS

Past

November 9, 2009 - November 3, 2011

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

INDEPENDENCE, MO

Past

November 6, 2008 - November 3, 2011

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

INDEPENDENCE, MO

Past

May 9, 2007 - November 11, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

INDEPENDENCE, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/14/2018)

IAR

Louisiana
(1/9/2025)

IAR

Missouri
(11/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RISE RETIREMENT, LLC

RISE CONSULTING | RISE RETIREMENT, LLC | RISE CONSULTING, LLC

CRD#: 299026 / SEC#:

Kansas

Registered Investment Advisory firm - (12/14/2018 Approved)

Louisiana

Registered Investment Advisory firm - (1/9/2025 Approved)

Missouri

Registered Investment Advisory firm - (11/13/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

710 Se Third Street, Lee's Summit, MO 64063

Mailing Address

Po Box 6985, Lee's Summit, MO 64064

Phone number

(913) 363-7401

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 39,564,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

Frank Barbera

ROYAL PALMS CAPITAL, LLC

ROLLING HILLS EST., CA

Eric Smith

J. W. COLE ADVISORS, INC.

IAR

JACKSONVILLE, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sara D. Stiles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Dawn Stiles's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWO WEST CAPITAL ADVISORS LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

AMERICAN CENTURY INVESTMENT SERVICES INC.

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

UVEST FINANCIAL SERVICES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2009

Series 63

Date: 5/29/2007

SIE

Date: 9/6/2017

Series 7

Date: 1/20/2012

Series 6

Date: 5/8/2007

Current Firm

RISE RETIREMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISE RETIREMENT, LLC

TRUST BUT VERIFY

Similar Advisors