Hollis P. Ghobrial
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hollis Paul Ghobrial was a registered financial professional .
Hollis is a previously registered financial professional and started their career in finance in 2007. Hollis had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2011 - September 8, 2014
SALIENT CAPITAL ADVISORS, LLC
November 6, 2008 - September 8, 2014
SALIENT CAPITAL L.P.
March 7, 2007 - November 11, 2008
SANDERS MORRIS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SALIENT CAPITAL ADVISORS, LLC
CRD#: 153914 / SEC#: 801-71482
Contact information
Regulatory assets under management
| Total Number of Accounts | 337 |
| AUM (Assets Under Management) | $ 2,093,792,845 |
Red Flags
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