Timothy O. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy O Kuhn, who also goes by Tim O Kuhn, Timothy O' Brien Kuhn, Timothy O'brien Kuhn, Timothy Kuhn, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2007. Timothy had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2016 - March 31, 2026
FORESIDE FUND SERVICES, LLC
August 16, 2011 - January 23, 2015
DWS DISTRIBUTORS, INC.
July 14, 2008 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 2008 - August 2, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 17, 2007 - June 12, 2008
EDWARD JONES
March 29, 2007 - June 12, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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