BN
Bryan J. Nelson
BALANCED PLAN FINANCIAL INVESTMENT ADVISORS
Mt. Juliet, TN
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CRD#: 5289007
BN
Professional summary
Bryan J Nelson, CFA, who also goes by Bryan Nelson, Bryan J Nelson, is a registered financial advisor currently at BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC. located in Mt. Juliet, Tennessee and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Bryan has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Nelson | Bryan J Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 625 THE CITY DR #460; ORANGE; CA; 92868; FIXED INSURANCE; Independent Insurance Agent; 9/1/2010; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. 2) Symbiotic Insurance Solutions; Head of Product/Sales Manager, Yes, 616 S. El Camino Real, Suite F, San Clemente, CA 92672, 10/31/2023. 3) Balanced Plan Financial; Yes Investment related; 825 Beckwith Road, Mt. Juliet, TN 37122; I own the RIA and manage client investment accounts at Schwab and Interactive Brokers; Posn/Title: Owner of the RIA; Start Date: 11/15/19; approximate number of hours/month you devote to the OBA: 30 Hrs; number of hours you devote to the other business during securities trading hours: 25 Hrs; Meeting with clients, managing investments, helping them achieve their financial goals. 4)Symbiotic Insurance Solutions, Inc.; Not Investment related; 28202 Cabot Road, #300, Laguna Niguel, CA 92677; Researching whole life and indexed universal life and training new agents.; Posn/Title: Head of Product Research and Sales Trainer; Start Date: 10/30/2023; Approximate number of hours/month you devote to the OBA 20 Hrs; Number of hours you devote to the OBA during securities trading hours: ZERO; Research, training of new agents, improving best practices for increased sales 5) Banking Truths; Not Investment related; 28202 Cabot Road, #300, Laguna Niguel, CA 92677; Selling fixed life insurance such as whole life and indexed universal life; Posn: Life Insurance Agent; Meeting with customers and explaining the values of fixed insurance to see if it's something that fits their needs. If so, putting the life insurance policy in place; 6) World Equity Group, Inc.; Investment Related, Broker Dealer Rep; Start Date: 12/2023; 425 N Martingale Road, Suite 1220, Schaumburg, IL 60173
CRS (Client Relationship Summary) - RIA
Click below to view Bryan J Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2020 - Present
BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
RIA
CRD#: 310708
Mt. Juliet, TN
Current
December 4, 2023 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Past
December 11, 2019 - December 7, 2020
BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
RIA
CRD#: 165001
SAN CLEMENTE, CA
Past
September 8, 2010 - December 11, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Irvine, CA
Past
September 1, 2010 - December 11, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Irvine, CA
Past
April 20, 2007 - September 2, 2010
EDWARD JONES
RIA
CRD#: 250
ORANGE, CA
Past
March 29, 2007 - September 2, 2010
EDWARD JONES
BD
CRD#: 250
ORANGE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/13/2020)
RR
California(12/5/2023)
RR
Colorado(2/20/2024)
RR
Florida(1/3/2024)
RR
Georgia(6/6/2024)
RR
Indiana(3/22/2024)
RR
Missouri(4/19/2024)
RR
Nevada(2/5/2025)
RR
New Jersey(1/30/2025)
RR
New Mexico(8/13/2024)
RR
North Carolina(3/25/2025)
RR
Pennsylvania(4/25/2024)
IAR
Tennessee(5/7/2021)
RR
Tennessee(12/4/2023)
IAR
Texas(1/25/2021)
RR
Texas(7/31/2024)
RR
Utah(12/13/2024)
RR
Virginia(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.
CRD#: 310708 / SEC#:
California
Registered Investment Advisory firm - (11/13/2020 Approved)Louisiana
Registered Investment Advisory firm - (11/3/2023 Terminated)Tennessee
Registered Investment Advisory firm - (5/6/2021 Approved)Texas
Registered Investment Advisory firm - (1/11/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Hermitage, TN
Mailing Address
Po Box 58, Tustin, CA 92781
Phone number
(714) 504-5219
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 289 |
| AUM (Assets Under Management) | $ 40,694,127 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
