Bryan J. Nelson

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS

Mt. Juliet, TN

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CRD#: 5289007

Professional summary

Bryan J Nelson, CFA, who also goes by Bryan Nelson, Bryan J Nelson, is a registered financial advisor currently at BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC. located in Mt. Juliet, Tennessee and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Bryan has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bryan Nelson | Bryan J Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan J Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

November 13, 2020 - Present

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

RIA

CRD#: 310708

Mt. Juliet, TN

Current

December 4, 2023 - Present

WORLD EQUITY GROUP, INC.

Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

RIA

CRD#: 29087

Schaumburg, IL

Past

December 11, 2019 - December 7, 2020

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

RIA

CRD#: 165001

SAN CLEMENTE, CA

Past

September 8, 2010 - December 11, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Irvine, CA

Past

September 1, 2010 - December 11, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Irvine, CA

Past

April 20, 2007 - September 2, 2010

EDWARD JONES

RIA

CRD#: 250

ORANGE, CA

Past

March 29, 2007 - September 2, 2010

EDWARD JONES

CRD#: 250

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(11/13/2020)

California
(12/5/2023)

Colorado
(2/20/2024)

Florida
(1/3/2024)

Georgia
(6/6/2024)

Indiana
(3/22/2024)

Missouri
(4/19/2024)

New Jersey
(1/30/2025)

New Mexico
(8/13/2024)

IAR

Tennessee
(5/7/2021)

Tennessee
(12/4/2023)

IAR

Texas
(1/25/2021)

Texas
(7/31/2024)

Utah
(12/13/2024)

Virginia
(8/19/2024)

Washington
(1/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/13/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

CRD#: 310708 / SEC#:

California

Registered Investment Advisory firm - (11/13/2020 Approved)

Louisiana

Registered Investment Advisory firm - (11/3/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (5/6/2021 Approved)

Texas

Registered Investment Advisory firm - (1/11/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Hermitage, TN

Mailing Address

Po Box 58, Tustin, CA 92781

Phone number

(714) 504-5219

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 48,843,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan J. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan J Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

WORLD EQUITY GROUP, INC.

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/2023

Series 66

Date: 4/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2007

FINRA

Current Firm

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BALANCED PLAN FINANCIAL INVESTMENT ADVISORS, INC.

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