Sonja A. Borda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonja Alexis Borda, CFP®, who also goes by Sonja Borda, Sonja Alexis Claflin, was a registered financial professional .
Sonja is a previously registered financial professional and started their career in finance in 2007. Sonja had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
April 7, 2023 - January 11, 2024
PAUL COMSTOCK PARTNERS
February 16, 2022 - February 6, 2023
MERCER GLOBAL ADVISORS INC.
May 12, 2018 - February 1, 2022
BAKERAVENUE
January 9, 2017 - May 8, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 9, 2017 - May 8, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 12, 2016 - November 2, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
October 12, 2016 - November 2, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
January 4, 2016 - September 1, 2016
STRATEGIC ADVISERS LLC
December 18, 2015 - August 30, 2016
FIDELITY BROKERAGE SERVICES LLC
March 19, 2014 - November 28, 2015
STRATEGIC ADVISERS LLC
October 12, 2012 - November 25, 2015
FIDELITY BROKERAGE SERVICES LLC
October 13, 2010 - March 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2010 - August 25, 2010
WELLS FARGO INVESTMENTS, LLC
May 2, 2008 - April 29, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 5, 2007 - April 29, 2008
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
PAUL COMSTOCK PARTNERS
CRD#: 105335 / SEC#: 801-22496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAUL COMSTOCK PARTNERS
CRD#: 105335 / SEC#: 801-22496
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 2,238,868,684 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
