Timothy J. Baskin

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CRD#: 5288967

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy James Baskin, who also goes by Timothy J Baskin, Timothy James Baskin, Timothy Baskin, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2007. Timothy had worked at 12 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy J Baskin | Timothy James Baskin | Timothy Baskin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANKERS LIFE POSITION: Insurance Sales NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2024 ADDRESS: 1803 Phyllis St, Ste 103, Bentonville AR 72712, United States DESCRIPTION: Insurance Agent: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 5, 2024 - September 19, 2025

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Bentonville, AR

Past

December 5, 2024 - September 19, 2025

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

BENTONVILLE, AR

Past

April 11, 2024 - May 23, 2024

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Bentonville, AR

Past

March 27, 2024 - May 23, 2024

BANKERS LIFE SECURITIES, INC.

CRD#: 173962

Bentonville, AR

Past

April 28, 2023 - November 22, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

OVERLAND PARK, KS

Past

May 18, 2020 - December 19, 2022

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Allen, TX

Past

May 18, 2020 - December 19, 2022

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Allen, TX

Past

November 16, 2015 - June 1, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Allen, TX

Past

October 27, 2015 - June 1, 2018

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Allen, TX

Past

April 24, 2013 - October 31, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

MOUNTAIN HOME, AR

Past

April 24, 2013 - October 8, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MOUNTAIN HOME, AR

Past

February 21, 2012 - April 23, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MOUNTAIN HOME, AR

Past

February 17, 2012 - April 23, 2013

OSAIC WEALTH, INC.

CRD#: 23131

MOUNTAIN HOME, AR

Past

October 11, 2011 - January 18, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNTAIN HOME, AR

Past

October 11, 2011 - January 18, 2012

LPL FINANCIAL LLC

CRD#: 6413

MOUNTAIN HOME, AR

Past

July 30, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

MOUNTAIN HOME, AR

Past

May 30, 2007 - October 11, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

MOUNTAIN HOME, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/28/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2007

General Securities Representative Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Baskin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE SECURITIES, INC.

NYLIFE SECURITIES LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2007

Series 6TO

Date: 4/28/2023

SIE

Date: 6/1/2018

Series 7

Date: 5/29/2007

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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