Rebecca A. Gorrell
Professional summary
Rebecca Ann Gorrell, who also goes by Beckie Ann Gorrell, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Kerrville, Texas and NYLIFE SECURITIES LLC located in San Antonio, Texas.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Rebecca has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Ann Gorrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2024 - Present
EAGLE STRATEGIES LLC
Office #2: 8000 Ih 10 West Suite 800, San Antonio, TX 78230June 4, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 8000 Ih 10 West Suite 800, San Antonio, TX 78230March 26, 2007 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 26, 2007 - May 25, 2012
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2018)
(4/4/2013)
(10/24/2017)
(2/7/2022)
(10/25/2022)
(2/10/2020)
(6/4/2012)
(6/13/2024)
(6/4/2012)
(6/12/2024)
(3/12/2021)
(1/13/2022)
(4/12/2024)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
