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Harry David Goolsby Jr

KESTRA ADVISORY SERVICES
AUSTIN, TX
·CRD# 5288789·19 years experience

Professional Summary

Harry David Goolsby JR, who also goes by Harry David Goolsby, Harry David Goolsby Jr, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Willow Park, Texas. Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Harry has worked at 4 firms and has passed the Series 66, SIE and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harry David Goolsby, Harry David Goolsby Jr

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 787352. Aledo, TX3. 4971 E I-20 Service Rd N Ste 204, Willow Park, TX 76087
November 3, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
4971 E I-20 Service Rd N Ste 400, Willow Park, TX 76087
November 3, 2021 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
RIA
Willow Park, TX
April 15, 2016 - November 8, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
Willow Park, TX
April 15, 2016 - November 8, 2021
EDWARD JONES·CRD# 250
RIA
Ft Worth, TX
July 2, 2007 - April 18, 2016
EDWARD JONES·CRD# 250
BD
Ft Worth, TX
April 2, 2007 - April 18, 2016

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PONDEROSA FINANCIAL GROUP POSITION: Senior Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 92 START DATE: 11/03/2021 ADDRESS: 4971 E. I-20, Service Rd. N., Ste. 204/205, Willow Park TX 76087, United States DESCRIPTION: As a FA I work with individuals to help them manage their goals within their specific risk tolerance based on the tools and financial products that are available to me. This includes annual reviews along with several face to face meetings throughout the year. 2. KESTRA ADVISORY SERVICES, LLC POSITION: Senior Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 92 START DATE: 11/03/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Ste. 204/205, Austin TX 78735, United States DESCRIPTION: As a FA I work with individuals to help them manage their goals within their specific risk tolerance based on the tools and financial products that are available to me. This includes annual reviews along with several face to face meetings throughout the year. 3. THE PALUXY PONDEROSA POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 04/09/2021 ADDRESS: 4971 E. I-20, Service Rd. N., Ste. 204/205, Willow Park TX 76087, United States DESCRIPTION: General maintenance 4. THE PALUXY PONDEROSA, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 04/09/2021 ADDRESS: 4971 E. I-20, Service Rd. N., Ste. 204/205, Willow Park TX 76087, United States DESCRIPTION: Coin collection and general maintenance.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/17/2025)
RR
North Carolina
(11/9/2021)
RR
Oklahoma
(11/3/2021)
RR
Oregon
(11/3/2021)
RR
Texas
(11/3/2021)
IAR
Texas
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2007About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Harry David Goolsby JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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HG
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