FM
Frank D. Moore
VICUS CAPITAL
Mifflinburg, PA 17844
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CRD#: 5288780
FM
Professional summary
Frank Darden Moore JR, who also goes by Frank Darden Moore, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Mifflinburg, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Mifflinburg, Pennsylvania.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Frank has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Darden Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, 5 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 09/2011, 10HRS/WK (5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3.NAME OF OTHER BUSINESS: DBA PARTNERS FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2011 4. NAME OF OTHER BUSINESS: ZULA C MOORE FAMILY HOLDINGS LLC INVESTMENT RELATED: NO ADDRESS: 374 RUSSELL RIDGE DR. LAWERENCEVILLE GA 30043 NATURE OF BUSINESS: OIL LEASES BUSINESS START DATE: 5/2009 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF TRADING HOURS PER WEEK: 0 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES 5. NAME OF OTHER BUSINESS: FRANK D MOORE FINANCIAL, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF B/USINESS: CORPORATION, START DATE 01/2011, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Frank Darden Moore JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2011 - Present
VICUS CAPITAL, INC.
Office #1: 4177 Wildwood Rd, Mifflinburg, PA 17844RIA
CRD#: 116021
Mifflinburg, PA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4177 Wildwood Rd, Mifflinburg, PA 17844BD
CRD#: 13572
Mifflinburg, PA
Past
July 22, 2011 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
MIFFLINBURG, PA
Past
April 26, 2007 - July 14, 2011
EDWARD JONES
RIA
CRD#: 250
MIFFLINBURG, PA
Past
March 29, 2007 - July 14, 2011
EDWARD JONES
BD
CRD#: 250
MIFFLINBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/3/2013)
RR
Indiana(9/3/2013)
RR
Maryland(7/7/2020)
RR
New Jersey(10/19/2016)
RR
New York(1/5/2015)
RR
North Carolina(1/2/2020)
RR
Ohio(9/3/2013)
IAR
Pennsylvania(8/23/2011)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(11/7/2019)
RR
Virginia(9/3/2013)
RR
West Virginia(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
