AB
Aaron D. Bessonette
PLANMEMBER SECURITIES
East Wenatchee, WA 98802
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CRD#: 5288704
AB
Professional summary
Aaron Denon Bessonette is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in East Wenatchee, Washington and CS PLANNING CORP located in East Wenatchee, Washington.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Aaron has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL ALTERNATIVES, LLC- 667 Grant Road, Suite 1, East Wenatchee, WA 98802; INVESTMENT RELATED; FINANCIAL/INVESTMENT & INSURANCE SALES & SVCS; REPRESENTATIVE; START DATE 6/14; 80 HRS/MNTH; 40 HRS/MNTH DURING TRADING. 2) PlanMember Securities Corporation - Carpinteria, California; Investment related; registered as an Investment Advisor Representative and Registered Representative, start date 6/14; 80 hrs/mnth & during trading. 3)CS Planning Corp DBA Financial Alternatives; 667 Grant Rd. STE 1, East Wenatchee WA 98802; Start Date 03/2023; Investment Advisor Representative (IAR); Provide investment/retirement planning and advisory products as an IAR through CS Planning; 160 hrs/mo; 80 hrs/mo during trading; IR 4) Cashmere School Board; 210 S. Division St., Cashmere WA 98815; Start Date 10/24/2022; Board Chairperson; One of five school board members for Cashmere Public Schools in Washington State; 4 hrs/mo; 2 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Denon Bessonette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Aaron Denon Bessonette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 667 Grant Road, Suite 1, East Wenatchee, WA 98802RIA
BD
CRD#: 11869
East Wenatchee, WA
Current
March 20, 2023 - Present
CS PLANNING CORP
Office #1: 667 Grant Road, Ste 1, East Wenatchee, WA 98802RIA
CRD#: 149937
East Wenatchee, WA
Current
June 9, 2014 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 667 Grant Road, Suite 1, East Wenatchee, WA 98802RIA
BD
CRD#: 11869
East Wenatchee, WA
Past
January 2, 2013 - June 4, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
WENATCHEE, WA
Past
October 1, 2012 - June 4, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
WENTCHEE, WA
Past
May 22, 2007 - September 11, 2009
EDWARD JONES
RIA
CRD#: 250
WENATCHEE, WA
Past
March 29, 2007 - September 11, 2009
EDWARD JONES
BD
CRD#: 250
WENATCHEE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(11/4/2020)
RR
Montana(11/4/2020)
RR
Washington(6/9/2014)
IAR
Washington(6/9/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869East Wenatchee, WA 98802TRUST BUT VERIFY
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