Alan B. Faerber

EVERSPIRE

Midvale, UT 84047

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CRD#: 5288132

Professional summary

Alan Bradley Faerber, who also goes by Alan B Faerber, is a registered financial advisor currently at EVERSPIRE located in Midvale, Utah.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan B Faerber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TomiPlan - Investment Related; Everspire 6900 S 900 E, STE 200, Midvale, UT 84047, Financial Planning, Senior Financial Planner, 06/2025 to present; TomiPlan takes consumers through the Financial Planning process as outlined by the CFP Board except for implementation. No securities or financial products are offered at TomiPlan. 150 hours a month and all hours are during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bradley Faerber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2025 - Present

EVERSPIRE

Office #1: 6900 South 900 East Suite 200, Midvale, UT 84047

RIA

CRD#: 222515

Midvale, UT

Past

October 3, 2024 - June 5, 2025

BOUNTIFUL FINANCIAL PLANNING LLC

RIA

CRD#: 331866

WEST BOUNTIFUL, UT

Past

March 2, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Cottonwood Heights, UT

Past

January 26, 2022 - January 10, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Cottonwood Heights, UT

Past

March 6, 2018 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Cottonwood Heights, UT

Past

February 26, 2018 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Cottonwood Heights, UT

Past

February 26, 2018 - December 20, 2023

TD AMERITRADE, INC.

CRD#: 7870

Cottonwood Heights, UT

Past

June 24, 2016 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

June 11, 2009 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

MIDVALE, UT

Past

January 1, 2008 - February 13, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

May 23, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSPIRE

CRD#: 222515 / SEC#: 801-116983

RIA

Registered Investment Advisory firm - (7/17/2019 Approved)

Arizona

Registered Investment Advisory firm - (8/7/2019 Terminated)

California

Registered Investment Advisory firm - (9/6/2019 Terminated)

Idaho

Registered Investment Advisory firm - (8/7/2019 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2019 Terminated)

Utah

Registered Investment Advisory firm - (8/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/5/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/7/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/3/2012

General Securities Sales Supervisor - Options Module Examination

Current Firm

EVERSPIRE

CRD#: 222515 / SEC#: 801-116983

RIA

Registered Investment Advisory firm - (7/17/2019 Approved)

Arizona

Registered Investment Advisory firm - (8/7/2019 Terminated)

California

Registered Investment Advisory firm - (9/6/2019 Terminated)

Idaho

Registered Investment Advisory firm - (8/7/2019 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2019 Terminated)

Utah

Registered Investment Advisory firm - (8/7/2019 Terminated)

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Contact information

Main Address

6900 South 900 East Suite 200, Midvale, UT 84047

Mailing Address

Phone number

(801) 545-8706

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSPIRE WRAP FEE PROGRAM BROCHURE (3/30/2025)

EVERSPIRE FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	1,846
AUM (Assets Under Management)	$ 181,142,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan B. Faerber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bradley Faerber's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOUNTIFUL FINANCIAL PLANNING LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

EVERSPIRE

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2016

Series 63

Date: 6/5/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2008

Series 6

Date: 5/22/2007

Series 10

Date: 12/7/2012

Series 9

Date: 10/3/2012

Current Firm

EVERSPIRE

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERSPIRE

TRUST BUT VERIFY

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