Ross A. Morrow

HOWARD FINANCIAL SERVICES, LTD.

Dallas, TX 75231

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CRD#: 5288030

Professional summary

Ross Austin Morrow, CFP®, who also goes by Ross Morrow, is a registered financial advisor currently at HOWARD FINANCIAL SERVICES, LTD. located in Dallas, Texas.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ross has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Morrow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Austin Morrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 14, 2017 - Present

HOWARD FINANCIAL SERVICES, LTD.

Office #1: 8350 Meadow Road Suite 181, Dallas, TX 75231

RIA

CRD#: 107978

Dallas, TX

Past

December 14, 2009 - June 5, 2017

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

DALLAS, TX

Past

January 21, 2009 - June 5, 2017

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

DALLAS, TX

Past

April 19, 2007 - November 5, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DAVENPORT, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD FINANCIAL SERVICES, LTD.

HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC

CRD#: 107978 / SEC#: 801-46741

RIA

Registered Investment Advisory firm - (6/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/18/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOWARD FINANCIAL SERVICES, LTD.

HFS CAPITAL PARTNERS | HOWARD FINANCIAL SERVICES, LTD. | HOWARD FINANCIAL SERVICES, INC. | HFS WEALTH MANAGEMENT | HFS CAPITAL PARTNERS, LLC

CRD#: 107978 / SEC#: 801-46741

RIA

Registered Investment Advisory firm - (6/23/1994 Approved)

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Contact information

Main Address

8350 Meadow Road Suite 181, Dallas, TX 75231

Mailing Address

Phone number

(214) 346-0785

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFS ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,485
AUM (Assets Under Management)	$ 1,423,796,795

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2024	Cover Page	Report
03/26/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ross A. Morrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Austin Morrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

HOWARD FINANCIAL SERVICES, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2009

Series 63

Date: 4/20/2007

SIE

Date: 6/5/2017

Series 7

Date: 8/14/2009

Series 6

Date: 4/18/2007

Current Firm

HOWARD FINANCIAL SERVICES, LTD.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HOWARD FINANCIAL SERVICES, LTD.

TRUST BUT VERIFY

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