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Park E Randazzo

Park E. Randazzo

RANDAZZO CAPITAL MANAGEMENT
Rancho Mission Viejo, CA
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CRD#: 5287963
Park E Randazzo

Professional summary


Park E Randazzo, CFP®, who also goes by Park Elliott Randazzo, is a registered financial advisor currently at RANDAZZO CAPITAL MANAGEMENT, LLC located in Rancho Mission Viejo, California.

Park is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Park has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Park Elliott Randazzo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. CA RESIDENT LICENSE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Park E Randazzo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2017

Experience


Current

April 20, 2018 - Present

RANDAZZO CAPITAL MANAGEMENT, LLC

RIA
CRD#: 292900
Rancho Mission Viejo, CA
Past

February 13, 2013 - April 3, 2018

SELECT MONEY MANAGEMENT, INC.

RIA
CRD#: 153256
ALISO VIEJO, CA
Past

June 1, 2012 - December 31, 2012

SELECT MONEY MANAGEMENT, INC.

RIA
CRD#: 153256
ALISO VIEJO, CA
Past

June 1, 2012 - April 3, 2018

SELECT PORTFOLIO MANAGEMENT INC

RIA
CRD#: 107228
ALISO VIEJO, CA
Past

May 31, 2012 - April 3, 2018

SECURITIES EQUITY GROUP

BD
CRD#: 47215
ALISO VIEJO, CA
Past

February 2, 2010 - August 2, 2010

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
INDIAN WELLS, CA
Past

February 1, 2010 - August 2, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
INDIAN WELLS, CA
Past

December 5, 2007 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
INDIAN WELLS, CA
Past

October 26, 2007 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
INDIAN WELLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/20/2018)
IAR
Michigan
(7/28/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2007
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


RC
RANDAZZO CAPITAL MANAGEMENT, LLC
RANDAZZO CAPITAL MANAGEMENT, LLC

CRD#: 292900 / SEC#:

California
Registered Investment Advisory firm - (4/20/2018 Approved)
Louisiana
Registered Investment Advisory firm - (7/29/2024 Terminated)
Michigan
Registered Investment Advisory firm - (7/26/2021 Approved)
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Contact information


Main Address
Rancho Mission Viejo, CA
Mailing Address
Phone number
(949) 939-1727
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts108
AUM (Assets Under Management)$ 17,933,323

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RANDAZZO CAPITAL MANAGEMENT, LLC

CRD#: 292900Rancho Mission Viejo, CA

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