Ross S. Rubin

ALPHASTAR CAPITAL MANAGEMENT

Radnor, PA

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CRD#: 5287871

Professional summary

Ross S Rubin is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Radnor, Pennsylvania and DST SHERPA located in Radnor, Pennsylvania.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Ross has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NORMAN RUBIN, INC. 764 FAWN HILL ROAD, PA 19008 INVESTMENT RELATED - OWNER OF INSURANCE AGENCY PRIMARILY DEALING WITH LIFE, DISABILITY, LONG TERM CARE, EMPLOYEE BENEFITS, HEALTH. ALSO PROVIDE GENERAL CONSULTING SERVICES TO STARTUP AND ESTABLISHED BUSINESSES. I SPEND APPROXIMATELY 30% OF HIS PROFESSIONAL TIME PER MONTH ON THIS BUSINESS IN SALES AND SERVICE. 2. Alphastar Capital Management- Investment Management, Financial Planning, fee based only, no commissions 3. a facilitator and receives referral fees for clients referred to 1031 Sherpa, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross S Rubin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Radnor, PA

Current

March 4, 2025 - Present

DST SHERPA

RIA

CRD#: 334922

RADNOR, PA

Past

May 27, 2016 - December 14, 2018

BELPOINTE ASSET MANAGEMENT LLC

RIA

CRD#: 143440

Radnor, PA

Past

September 19, 2012 - June 22, 2016

WEALTH ADVISORY GROUP, INC.

RIA

CRD#: 122269

WAYNE, PA

Past

September 6, 2012 - May 31, 2016

BCG SECURITIES, INC.

RIA

CRD#: 70

WAYNE, PA

Past

September 6, 2012 - May 31, 2016

BCG SECURITIES, INC.

CRD#: 70

WAYNE, PA

Past

January 27, 2011 - September 18, 2012

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

KING OF PRUSSIA, PA

Past

April 20, 2010 - September 18, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KING OF PRUSSIA, PA

Past

February 19, 2007 - December 8, 2008

SIMON CAPITAL MANAGEMENT

RIA

CRD#: 132581

ARDMORE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/16/2018)

IAR

Texas
(1/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/17/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/2010

General Securities Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ross S. Rubin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross S Rubin's CRS (Customer Relationship Summary).

Certified licenses

Experience

DST SHERPA

BELPOINTE ASSET MANAGEMENT LLC

WEALTH ADVISORY GROUP, INC.

BCG SECURITIES, INC.

BCG SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SIMON CAPITAL MANAGEMENT

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/2010

Series 65

Date: 2/17/2007

SIE

Date: 5/31/2016

Series 7

Date: 4/19/2010

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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