Reid M. Strobel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Michael Strobel, who also goes by Reid Strobel, was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 2007. Reid had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2023 - May 7, 2026
APRIO WEALTH MANAGEMENT, LLC
December 13, 2019 - January 13, 2023
RBC CAPITAL MARKETS, LLC
December 14, 2018 - January 13, 2023
RBC CAPITAL MARKETS, LLC
April 4, 2007 - September 26, 2018
M&T SECURITIES, INC.
Primary Firm SEC Registration
APRIO WEALTH MANAGEMENT, LLC
CRD#: 127333 / SEC#: 801-63326
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/5/2019
General Securities Representative ExaminationCurrent Firm
APRIO WEALTH MANAGEMENT, LLC
CRD#: 127333 / SEC#: 801-63326
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,269 |
| AUM (Assets Under Management) | $ 2,635,136,991 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
