Johnny R. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny R Lee JR, who also goes by Johnny R Lee, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 2011. Johnny had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2019 - September 22, 2020
GREEN & DECKERT LLC
October 25, 2019 - October 28, 2019
AVANTAX ADVISORY SERVICES
October 25, 2019 - October 28, 2019
AVANTAX INVESTMENT SERVICES, INC.
March 20, 2012 - October 25, 2019
1ST GLOBAL ADVISORS INC
November 3, 2011 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
Primary Firm SEC Registration
GREEN & DECKERT LLC
CRD#: 299006 / SEC#: 801-132254
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREEN & DECKERT LLC
CRD#: 299006 / SEC#: 801-132254
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 113,031,944 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
