Jeremy C. Walter

FIDENT FINANCIAL

Lancaster, PA

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CRD#: 5287364

Professional summary

Jeremy Charles Walter, CFP® is a registered financial advisor currently at FIDENT FINANCIAL, LLC located in Lancaster, Pennsylvania.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeremy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Charles Walter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 7, 2017 - Present

FIDENT FINANCIAL, LLC

RIA

CRD#: 286510

Lancaster, PA

Past

July 25, 2007 - January 17, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ATGLENN, PA

Past

May 9, 2007 - January 17, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

GAP, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2007

General Securities Representative Examination

Current Firm

FIDENT FINANCIAL, LLC

DOMINION ADVISORY, LLC | FIDENT FINANCIAL, LLC

CRD#: 286510 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (2/7/2017 Approved)

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Contact information

Main Address

Lancaster, PA

Mailing Address

Phone number

(717) 208-2235

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 42,846,615

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy C. Walter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Charles Walter's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDENT FINANCIAL, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2007

SIE

Date: 1/17/2017

Series 7

Date: 5/8/2007

Current Firm

FIDENT FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDENT FINANCIAL, LLC

TRUST BUT VERIFY

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