Chad E. Spencer
Professional summary
Chad Elliot Spencer, who also goes by Chad E Spencer, Chad Elliot Spencer, Chad Elliott Spencer, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.
Chad is registered as a RR (Registered Representative) and started their career in finance in 2008. Chad has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Elliot Spencer's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2022 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112December 1, 2020 - October 7, 2022
TRANSAMERICA CAPITAL, LLC
April 22, 2013 - November 16, 2020
COREBRIDGE CAPITAL SERVICES, INC.
August 31, 2010 - April 19, 2013
RUSSELL INVESTMENTS
August 31, 2010 - April 19, 2013
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 20, 2008 - June 21, 2010
WADDELL & REED
September 25, 2008 - June 21, 2010
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2022)
(8/23/2024)
(8/23/2024)
(8/23/2024)
(8/27/2025)
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(10/9/2022)
(8/27/2025)
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(8/27/2025)
(8/23/2024)
(10/9/2022)
(8/27/2025)
(8/27/2025)
(8/10/2023)
(8/23/2024)
(8/27/2025)
(10/9/2022)
(10/9/2022)
(8/27/2025)
(8/27/2025)
(8/27/2025)
(8/27/2025)
(8/10/2023)
(10/9/2022)
(8/27/2025)
(8/27/2025)
Exams
FINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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