Chad E. Spencer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Elliot Spencer, who also goes by Chad E Spencer, Chad Elliot Spencer, Chad Elliott Spencer, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2008. Chad had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2022 - May 5, 2026
FS INVESTMENT SOLUTIONS, LLC
December 1, 2020 - October 7, 2022
TRANSAMERICA CAPITAL, LLC
April 22, 2013 - November 16, 2020
COREBRIDGE CAPITAL SERVICES, INC.
August 31, 2010 - April 19, 2013
RUSSELL INVESTMENTS
August 31, 2010 - April 19, 2013
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
October 20, 2008 - June 21, 2010
WADDELL & REED
September 25, 2008 - June 21, 2010
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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