John D Putman
Professional Summary
John D Putman is a registered financial advisor currently at COMMONWEALTH ADVISORS, INC. located in Lemoyne, Pennsylvania. John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
COMMONWEALTH ADVISORS, INC.
Contact Information
Main Address
1017 Mumma Road, Suite 302, Lemoyne, PA 17043Mailing Address
1017 Mumma Road, Suite 302, Lemoyne, PA 17043Phone Number
(717) 731-1700Established
Pennsylvania since 07/12/2010Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CA HOLDING GROUP, LLC | MEMBER | — |
| BYBEL, NICHOLAS JR. | CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER, AML OFFICER | — |
| WEEKS, CURTIS ALLAN | FINOP, PFO, POO | 5278425 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/19/2022)
(2/27/2026)
(1/19/2022)
(2/1/2022)
(1/24/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jan 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John D Putman's CRS (Customer Relationship Summary).
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