John D. Putman
Professional summary
John D Putman is a registered financial professional currently at COMMONWEALTH ADVISORS, INC. located in Lemoyne, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John D Putman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2022 - Present
COMMONWEALTH ADVISORS, INC.
Office #1: 1017 Mumma Road Ste 302, Lemoyne, PA 17043June 13, 2019 - September 14, 2020
JANNEY MONTGOMERY SCOTT LLC
August 16, 2018 - November 6, 2019
FIG PARTNERS, LLC
January 27, 2012 - September 8, 2018
PNC FIG ADVISORY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2022)
(1/19/2022)
(2/1/2022)
(1/24/2022)
Exams
FINRA
Current Firm
COMMONWEALTH ADVISORS, INC.
CRD#: 154783 / SEC#: , 8-68673
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CA HOLDING GROUP, LLC | MEMBER | |
| BYBEL, NICHOLAS JR. | CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER, AML OFFICER | |
| WEEKS, CURTIS ALLAN | FINOP, PFO, POO | 5278425 |
Red Flags
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Company Information
COMMONWEALTH ADVISORS, INC.
CRD#: 154783Lemoyne, PA 17043TRUST BUT VERIFY
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