Doug M. O'rear

SAGEVIEW ADVISORY GROUP

MIDDLETOWN, MD

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CRD#: 5286903

Professional summary

Doug Michael O'rear, AIF®, who also goes by Doug O'rear, Douglas Michael O'rear, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Middletown, Maryland.

Doug is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Doug has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug O'rear | Douglas Michael O'rear

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Doug Michael O'rear's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 2, 2024 - Present

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

MIDDLETOWN, MD

Past

May 3, 2021 - December 4, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Middletown, MD

Past

July 18, 2011 - June 1, 2021

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

FREDERICK, MD

Past

November 30, 2010 - May 13, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

FREDERICK, MD

Past

November 30, 2010 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

FREDERICK, MD

Past

June 7, 2010 - November 30, 2010

NRP ADVISORS, INC.

RIA

CRD#: 141430

FREDERICK, MD

Past

February 26, 2010 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

FREDERICK, MD

Past

December 11, 2007 - March 10, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(1/29/2025)

IAR

Georgia
(1/15/2025)

IAR

Illinois
(12/12/2024)

IAR

Maryland
(12/2/2024)

IAR

New York
(12/2/2024)

IAR

Ohio
(12/3/2024)

IAR

Pennsylvania
(12/2/2024)

IAR

Texas
(12/2/2024)

IAR

Virginia
(12/2/2024)

IAR

West Virginia
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/10/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Doug M. O'rear

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Doug Michael O'rear's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL RETIREMENT PARTNERS LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NRP ADVISORS, INC.

NRP FINANCIAL, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2010

Series 63

Date: 1/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2011

Series 6

Date: 12/10/2007

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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