Nathanael D. Ringer

Some features on this profile are disabled

CRD#: 5286870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nathanael David Ringer was a registered financial professional .

Nathanael is a previously registered financial professional and started their career in finance in 2008. Nathanael had worked at 7 firms and has passed the SIE, Series 57TO, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 14, 2020 - May 26, 2023

CITADEL SECURITIES LLC

CRD#: 116797

NEW YORK, NY

Past

April 14, 2020 - May 26, 2023

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102

New York, NY

Past

June 14, 2019 - January 14, 2020

WALLEYE TRADING LLC

CRD#: 136196

WAYZATA, MN

Past

December 19, 2014 - April 8, 2015

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874

BALA CYNWYD, PA

Past

February 15, 2013 - March 16, 2015

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

Past

February 15, 2013 - April 8, 2015

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

April 1, 2010 - February 15, 2012

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

April 1, 2010 - February 15, 2012

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

Past

February 17, 2010 - April 1, 2010

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874

BALA CYNWYD, PA

Past

February 17, 2010 - April 1, 2010

SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875

BALA CYNWYD, PA

Past

September 18, 2008 - February 17, 2010

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

September 18, 2008 - February 17, 2010

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 6/14/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57TO

Date: 6/11/2019

Securities Trader Exam

General Industry/Product Exam

Series 55

Date: 10/2/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/17/2008

General Securities Representative Examination

Current Firm

CITADEL SECURITIES LLC

CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC

CRD#: 116797 / SEC#: , 8-53574

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

830 Brickell Plaza, Miami, FL 33131

Mailing Address

830 Brickell Plaza, Miami, FL 33131

Phone number

(305) 929-6851

Established

Delaware since 07/30/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CSHC US LLC	OWNER
ZHAO, PENG	CHIEF EXECUTIVE OFFICER	4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)	MANAGING MEMBER
HAROLD, MARC RYAN	CHIEF COMPLIANCE OFFICER	3200916
HENRY, STEVEN MICHAEL	CHIEF ACCOUNTING OFFICER	5587809

Disclosures

Regulatory Event	75
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathanael D. Ringer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITADEL SECURITIES INSTITUTIONAL LLC

WALLEYE TRADING LLC

SUSQUEHANNA SECURITIES, LLC

SAL EQUITY TRADING, GP

SUSQUEHANNA FINANCIAL GROUP, LLLP

SUSQUEHANNA FINANCIAL GROUP, LLLP

SAL EQUITY TRADING, GP

SUSQUEHANNA SECURITIES, LLC

SUSQUEHANNA INVESTMENT GROUP

SUSQUEHANNA FINANCIAL GROUP, LLLP

SAL EQUITY TRADING, GP

State Registrations and Notice Filings

Exams

SIE

Date: 6/14/2019

Series 57TO

Date: 6/11/2019

Series 55

Date: 10/2/2008

Series 7

Date: 9/17/2008

Current Firm

CITADEL SECURITIES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CITADEL SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors