Bill D. Henley

HENLEY ADVISORS

Lakeland, FL 33813

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CRD#: 5286750

Professional summary

Bill D Henley JR, CFP®, CLU®, who also goes by Bill D Henley, Billy D Henley, Billy D Henley Jr., is a registered financial advisor currently at HENLEY ADVISORS, LLC located in Lakeland, Florida.

Bill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bill has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill D Henley | Billy D Henley | Billy D Henley Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill D Henley JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

CLU^®

Chartered Life Underwriter

Experience

Current

December 16, 2015 - Present

HENLEY ADVISORS, LLC

Office #1: 5300 S. Florida Avenue Suite 4, Lakeland, FL 33813

RIA

CRD#: 281983

Lakeland, FL

Past

January 22, 2013 - December 16, 2015

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

LAKELAND, FL

Past

July 12, 2007 - December 11, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CLEARWATER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/11/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HENLEY ADVISORS, LLC

CRD#: 281983 / SEC#:

Florida

Registered Investment Advisory firm - (12/16/2015 Approved)

Louisiana

Registered Investment Advisory firm - (12/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5300 S. Florida Avenue Suite 4, Lakeland, FL 33813

Mailing Address

Phone number

(863) 797-4996

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 6,452,019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bill D. Henley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill D Henley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENLEY ADVISORS, LLC

GRADIENT ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2011

Series 6

Date: 7/11/2007

Current Firm

HENLEY ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HENLEY ADVISORS, LLC

TRUST BUT VERIFY

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