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Eyan M. Townsend
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CRD#: 5286707
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Professional summary
Eyan Michael Townsend was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eyan Michael Townsend, who also goes by Eyan Michael Townsend, was a registered financial professional .
Eyan is a previously registered financial professional and started their career in finance in 2013. Eyan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Eyan Michael Townsend
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance products other than those offered through Guardian and its subsidiaries, Start Date: 7/23/2024, Address: 6060 Primacy Parkway, Memphis, TN 38119, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% Annual Compensation, 2) Financial POA for Spouse, Kristi Townsend, Start Date: 4/13/2020, Address: 6404 Sterling Place Hickory, NC 28601, 1 total hour per month; 1 during securities trading hours, Investment Related, No Annual Compensation, 3) Healthcare POA for Spouse, Kristi Townsend, Start Date: 4/13/2020, Address: 6404 Sterling Place Hickory, NC 28601, 1 total hour per month; 1 during securities trading hours, Not Investment Related, No Annual Compensation, 4) Rental Property, Start Date: 11/1/2024, Address: 356 Berry Mountain Drive Wilkesboro, NC 28697, 1 total hour per month; 0 during securities trading hours, Investment Related, Greater than 10% Annual Compensation,
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 1, 2024 - December 20, 2024
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MEMPHIS, TN
Past
July 30, 2024 - December 20, 2024
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MEMPHIS, TN
Past
March 29, 2018 - May 24, 2024
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ELKIN, NC
Past
March 29, 2018 - May 24, 2024
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ELKIN, NC
Past
September 9, 2013 - April 4, 2018
EDWARD JONES
RIA
CRD#: 250
CLAREMONT, NC
Past
June 24, 2013 - April 4, 2018
EDWARD JONES
BD
CRD#: 250
CLAREMONT, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
