Adam J. Dani

NAPIER FINANCIAL

BRAINTREE, MA 02184

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CRD#: 5286619

Professional summary

Adam J Dani, who also goes by Adam T Dani, is a registered financial advisor currently at NAPIER FINANCIAL located in Braintree, Massachusetts.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Adam has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam T Dani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam J Dani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

NAPIER FINANCIAL

Office #1: 30 Braintree Hill Office Park Suite 202, Braintree, MA 02184

RIA

CRD#: 336725

BRAINTREE, MA

Past

April 28, 2022 - July 25, 2025

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

BRAINTREE, MA

Past

September 18, 2018 - March 5, 2019

PFE ADVISORS, INC.

RIA

CRD#: 144798

SOUTHBOROUGH, MA

Past

December 7, 2015 - September 12, 2018

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

October 21, 2010 - July 29, 2014

OSAIC FA, INC.

CRD#: 3978

FRAMINGHAM, MA

Past

October 13, 2010 - July 29, 2014

OSAIC FA, INC.

RIA

CRD#: 3978

FRAMINGHAM, MA

Past

December 12, 2008 - June 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EDMOND, OK

Past

December 12, 2008 - June 23, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EDMOND, OK

Past

May 2, 2007 - December 16, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OKLAHOMA CITY, OK

Past

April 5, 2007 - December 16, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPIER FINANCIAL

JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL

CRD#: 336725 / SEC#: 801-133755

RIA

Registered Investment Advisory firm - (6/26/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2007

General Securities Representative Examination

Current Firm

NAPIER FINANCIAL

JNAP LLC | NAPIER FINANCIAL, LLC | NAPIER FINANCIAL

CRD#: 336725 / SEC#: 801-133755

RIA

Registered Investment Advisory firm - (6/26/2025 Approved)

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Contact information

Main Address

30 Braintree Hill Office Park Suite 201, Braintree, MA 02184

Mailing Address

Phone number

(781) 884-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 517,704,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Dani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam J Dani's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. FINANCIAL ADVISORS

PFE ADVISORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

OSAIC FA, INC.

OSAIC FA, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NAPIER FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2007

SIE

Date: 9/12/2018

Series 7

Date: 4/4/2007

Current Firm

NAPIER FINANCIAL

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPIER FINANCIAL

TRUST BUT VERIFY

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