Nicholas A. Nolan

LIFESCI CAPITAL

NEW YORK, NY 10019

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CRD#: 5286595

Professional summary

Nicholas Aaron Nolan, who also goes by Nicholas A Nolan, is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2007. Nicholas has worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nicholas A Nolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Aaron Nolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

LIFESCI CAPITAL

Office #1: 1700 Broadway 40th Floor, New York, NY 10019

CRD#: 168404

NEW YORK, NY

Past

April 2, 2012 - September 27, 2024

BTIG, LLC

CRD#: 122225

SAN FRANCISCO, CA

Past

September 24, 2010 - February 21, 2012

COINBASE SECURITIES, INC.

CRD#: 151143

NEW YORK, NY

Past

October 7, 2008 - March 23, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

LOS ANGELES, CA

Past

October 6, 2008 - March 23, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

LOS ANGELES, CA

Past

September 22, 2008 - October 8, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

LOS ANGELES, CA

Past

January 18, 2008 - October 7, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

LOS ANGELES, CA

Past

October 3, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/2/2025)

New York
(6/2/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/4/2014

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/1/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2017

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LIFESCI CAPITAL

LIFESCI CAPITAL | LIFESCI CAPITAL, LLC

CRD#: 168404 / SEC#: , 8-69305

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1700 Broadway 40th Floor, New York, NY 10019

Mailing Address

1700 Broadway 40th Floor, New York, NY 10019

Phone number

(646) 597-6987

Established

New York since 03/14/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCDONALD, ANDREW IAN	CHIEF EXECUTIVE OFFICER & OWNER	4853168
RICE, MICHAEL YEHUDA	PRESIDENT & OWNER	1551556
BENDER, STEVEN CHRISTOPHER	CFO/ FINOP	2650187
EVERTTS, ADAM GERALD	DOR - DIRECTOR OF RESERACH	6240428
KARMIOL, MICHAEL BRETT	HEAD OF CAPITAL MARKETS	4264477
VISCO, GLENN	CHIEF COMPLIANCE OFFICER	2407619

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas A. Nolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Aaron Nolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BTIG, LLC

COINBASE SECURITIES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2007

SIE

Date: 10/1/2018

Series 79

Date: 4/4/2014

Series 7

Date: 10/1/2007

Series 24

Date: 10/20/2017

FINRA

Nasdaq Stock Market

Current Firm

LIFESCI CAPITAL

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIFESCI CAPITAL

TRUST BUT VERIFY

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