Aloke T. Mukherjee
Professional summary
Aloke Tukul Mukherjee is a registered financial professional currently at STG SECURITIES, LLC located in New York, New York.
Aloke is registered as a RR (Registered Representative) and started their career in finance in 2007. Aloke has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aloke Tukul Mukherjee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2025 - Present
STG SECURITIES, LLC
Office #1: 250 West 55th Street, New York, NY 10019Office #2: 250 West 55th Street, New York, NY 10019April 24, 2020 - January 2, 2025
GTS SECURITIES LLC
September 22, 2008 - April 23, 2020
BARCLAYS CAPITAL INC.
May 16, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/21/2007
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
STG SECURITIES, LLC
CRD#: 322438 / SEC#: , 8-70947
Contact information
Documents
Red Flags
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