Lynda A. Johnson

MARATHON FINANCIAL ADVISORS

PACIFIC GROVE, CA 93950

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CRD#: 5286242

Professional summary

Lynda Ann Johnson, CFP® is a registered financial advisor currently at MARATHON FINANCIAL ADVISORS located in Pacific Grove, California.

Lynda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Lynda has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynda Ann Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

August 26, 2019 - Present

MARATHON FINANCIAL ADVISORS

Office #1: 170 17th St. Suite E, Pacific Grove, CA 93950

RIA

CRD#: 104835

PACIFIC GROVE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MARATHON FINANCIAL ADVISORS

JOHNSON LYNDA ANN | MARATHON FINANCIAL ADVISORS

CRD#: 104835 / SEC#: 801-34772

RIA

Registered Investment Advisory firm - (5/16/2012 Terminated)

California

Registered Investment Advisory firm - (5/15/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Jose, CA

Mailing Address

P.o. Box 51097, Pacific Grove, CA 93950

Phone number

(408) 613-0474

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 69,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lynda A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynda Ann Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARATHON FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

MARATHON FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARATHON FINANCIAL ADVISORS

TRUST BUT VERIFY

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