GM
Gregory R. Mason
EAGLE STRATEGIES LLC
HAMPTON, NH 03842
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CRD#: 5285678
GM
Professional summary
Gregory R Mason, who also goes by Greg Mason, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Hampton, New Hampshire and NYLIFE SECURITIES LLC located in Hampton, New Hampshire.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Gregory has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Mason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance poroducts; 1155 elm st 8th floor manchester, nh 03801; Start Date 09/2015; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours]
[OPERATING IN THE STATE OF CALIFORNIA UNDER THE DBA NAME OF MASON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; MANCHESTER, NH; START DATE: 11/2015]
[MFG Properties LLC; MFG Properties LLC is being formed to own two office condos, will lease one unit to self and another tenant TBD.; 1 park ave units 1-1 & 1-2 hampton nh 03842; Start Date 04/2018; Role/Title: Partner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours]
[One Park Ave Condo Association; This is the condo association where my office is located. I am to be the VP of the association. we work with property manager on all things related to the maintenance and management of the finances.; 1 park ave hampton nh 03842; Start Date 11/2020; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Gregory R Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2014 - Present
EAGLE STRATEGIES LLC
Office #1: 1 Park Ave Unit 1-1, Hampton, NH 03842RIA
CRD#: 110826
HAMPTON, NH
Current
June 29, 2007 - Present
NYLIFE SECURITIES LLC
Office #1: 1 Park Ave Unit 1-1, Hampton, NH 03842BD
CRD#: 5167
Hampton, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/15/2017)
RR
Arizona(3/26/2024)
RR
California(11/6/2020)
RR
Colorado(1/16/2019)
RR
Connecticut(11/6/2020)
RR
Florida(9/21/2016)
RR
Illinois(11/6/2020)
RR
Louisiana(10/16/2024)
RR
Maine(9/28/2015)
RR
Maryland(2/1/2017)
RR
Massachusetts(9/22/2015)
RR
New Hampshire(8/16/2007)
IAR
New Hampshire(12/17/2021)
RR
New Jersey(9/18/2007)
RR
New Mexico(1/9/2019)
RR
New York(5/23/2012)
RR
North Carolina(1/23/2018)
RR
Pennsylvania(6/29/2007)
IAR
Pennsylvania(1/3/2014)
RR
Rhode Island(5/6/2022)
RR
South Carolina(12/15/2020)
RR
Texas(7/26/2023)
RR
Vermont(4/6/2020)
IAR
Vermont(4/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Hampton, NH 03842TRUST BUT VERIFY
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