RB
Robert H. Berger
MARINER WEALTH
Overland Park, KS 66211
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CRD#: 5285665
RB
Professional summary
Robert Harold Berger is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BERGER, ELLIOT & PRITCHARD CPAS, LLC; NON-INVESTMENT RELATED; 1301 S 75TH STREET, SUITE 200, OMAHA, NE 68124; ACCOUNTING FIRM; PARTNER; START DATE 01/2019; 160 HOURS PER MONTH/DURING TRADING HOURS; PERFORM ACTIVITIES RELATIVE TO AN ACCOUNTING FIRM.
2) BERGER PROPERTIES LLC; NON-INVESTMENT RELATED; 1301S 75TH STREET, SUITE 200, OMAHA, NE 68124; PROPERTY MANAGEMENT; MEMBER; START DATE 03/2001; TWO HOURS PER MONTH WITH ALL TWO HOURS PER MONTH BEING TRADING HOURS; DUTIES RELATIVE TO PROPERTY MANAGEMENT.
3) THE BOOKKEEPING COMPANY; NON-INVESTMENT RELATED; 1301 S 75TH STREET, SUITE 200, OMAHA, NE 68124; BOOKKEEPING SERVICE; PRESIDENT; START DATE 05/1988; THREE HOURS PER MONTH WITH ALL THREE HOURS BEING DURING TRADING HOURS; PROVIDE BOOKKEEPING SERVICES.
4) R H BERGER & COMPANY INC; NON-INVESTMENT RELATED; 1301 S 75TH STREET, SUITE 200, OMAHA, NE 68124; PAYROLL MANAGEMENT SERVICES; PRESIDENT; START DATE 09/1990; TEN HOURS PER MONTH WITH ALL TEN HOURS PER MONTH BEING DURING TRADING HOURS; PAYROLL SERVICES.
5) WHITE START LAUNDRY INC; NON-INVESTMENT RELATED; 1301 S 75TH STREET, SUITE 200, OMAHA, NE 68124; COMMERICAL LAUNDRY; PRESIDENT; START DATE 05/1961; ONE HOUR PER MONTH WITH ONE HOUR PER MONTH BEING DURING TRADING HOURS; COMMERICAL LAUNDRY.
6) INVESTMENT OPPORTUNITIES UNLIMITED (I.O.U.); 1301 S 75TH STREET, SUITE 200, OMAHA, NE 68124; INVESTMENT RELATED; INVESTMENT CLUB; CLUB MEMBER; START DATE 09/1984; 1 HOUR PER MONTH WITH NO HOURS BEING DURING TRADING HOURS; ATTEND MEETINGS AND DISCUSS MEMBER MARKETABLE SECURITIES PICK.
7) MONEY SUNK; INVESTMENT RELATED; 4717 CHICAGO STREET, OMAHA, NE 68131; INVESTMENT CLUB; CLUB MEMBER; START DATE 11/2011; 1 HOUR PER MONTH WITH NO HOURS BEING DURING TRADING HOURS; ATTEND MEETINGS AND DISCUSS MEMBER MARKETABLE SECURITIES PICK.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Harold Berger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2018 - Present
MARINER WEALTH
Office #1: 5700 W. 112th St Suite 500, Overland Park, KS 66211RIA
CRD#: 289886
Overland Park, KS
Past
December 20, 2019 - December 6, 2023
MSEC, LLC
BD
CRD#: 154327
Overland Park, KS
Past
August 26, 2014 - December 31, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
OMAHA, NE
Past
February 1, 2007 - November 22, 2017
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL
CRD#: 289886 / SEC#: 801-111823
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(1/19/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL
CRD#: 289886 / SEC#: 801-111823
RIA
Registered Investment Advisory firm - (10/6/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 W. 112th St Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (21 States and Territories)
Red Flags
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Company Information
MARINER WEALTH
CRD#: 289886Overland Park, KS 66211TRUST BUT VERIFY
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