Robert M. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Murray Donnelly, who also goes by Rob M Donnelly Jr., Robert M Donnelly, Robert Murray Donnelly Jr, Robert M Donnelly Jr, Robert M Donnelly, Jr., was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2007. Robert had worked at 5 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2016 - May 25, 2017
CAPITAL SUISSE LLC
September 18, 2014 - June 22, 2015
BRITEHORN SECURITIES
March 5, 2014 - August 21, 2014
GUARDIAN U.S. CAPITAL MANAGEMENT, LLC
June 28, 2012 - November 8, 2013
UBS FINANCIAL SERVICES INC.
May 24, 2012 - November 8, 2013
UBS FINANCIAL SERVICES INC.
April 23, 2007 - December 31, 2007
DONNELLY WAY, LP
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL SUISSE LLC
CRD#: 269924 / SEC#: , 8-69639
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
