Andrew Mindnich
Professional summary
Andrew Mindnich, who also goes by Andrew Davis Mindnich, is a registered financial advisor currently at OVERBROOK MANAGEMENT CORPORATION located in New York, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrew has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Mindnich's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2026 - Present
OVERBROOK MANAGEMENT CORPORATION
Office #1: 280 Park Avenue Suite 2402w, New York, NY 10017September 27, 2017 - October 15, 2025
J.P. MORGAN SECURITIES LLC
September 25, 2017 - October 15, 2025
J.P. MORGAN SECURITIES LLC
May 15, 2015 - September 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2015 - September 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2015 - April 8, 2015
MSI FINANCIAL SERVICES, INC.
July 15, 2014 - April 8, 2015
MSI FINANCIAL SERVICES, INC.
January 3, 2012 - July 15, 2014
BGC FINANCIAL, L.P.
December 3, 2009 - December 23, 2011
JEFFERIES LLC
Primary Firm SEC Registration
OVERBROOK MANAGEMENT CORPORATION
CRD#: 117884 / SEC#: 801-60790
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/27/2013
Limited Representative-Equity Trader ExamCurrent Firm
OVERBROOK MANAGEMENT CORPORATION
CRD#: 117884 / SEC#: 801-60790
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 1,051,959,375 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 10/31/2024 | ||
| 09/18/2023 |
Red Flags
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