Mary S. Josephs
Professional summary
Mary S Josephs, who also goes by Mary Mackin Sullivan, is a registered financial professional currently at VERIT ADVISORS CAPITAL MARKETS LLC located in Chicago, Illinois.
Mary is registered as a RR (Registered Representative) and started their career in finance in 2007. Mary has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary S Josephs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2016 - Present
VERIT ADVISORS CAPITAL MARKETS LLC
Office #1: 181 W. Madison Street Suite 3745, Chicago, IL 60602Office #2: 181 W. Madison Street, Chicago, IL 60602July 28, 2010 - December 23, 2013
EQUIBASE CAPITAL MARKETS, LLC
September 23, 2009 - June 17, 2010
BCC ADVISORY SERVICES, LLC
December 20, 2007 - June 10, 2009
BANC OF AMERICA SECURITIES LLC
February 13, 2007 - May 29, 2008
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VERIT ADVISORS CAPITAL MARKETS LLC
CRD#: 170833 / SEC#: , 8-69433
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VERIT ADVISORS LLC | SHAREHOLDER/MANAGING MEMBER | |
| JOSEPHS, MARY S | CEO/CCO | 5284807 |
Red Flags
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