Lesley K. Degenhart

ROSSBY FINANCIAL

Jupiter, FL 33458

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CRD#: 5284549

Professional summary

Lesley Kay Degenhart is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Jupiter, Florida and LPL FINANCIAL LLC located in Jupiter, Florida.

Lesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Lesley has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Kay Degenhart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2026 - Present

ROSSBY FINANCIAL, LLC

Office #1: 601 Heritage Dr. Suite 214, Jupiter, FL 33458

RIA

CRD#: 324631

Jupiter, FL

Current

June 6, 2022 - Present

LPL FINANCIAL LLC

Office #1: 601 Heritage Dr Suite 214, Jupiter, FL 33458

RIA

CRD#: 6413

JUPITER, FL

Past

June 9, 2022 - August 31, 2026

NEWEDGE ADVISORS

RIA

CRD#: 171351

Jupiter, FL

Past

March 13, 2015 - June 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PALM BEACH GARDENS, FL

Past

March 13, 2015 - June 21, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PALM BEACH GARDENS, FL

Past

March 13, 2009 - February 24, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WEST PALM BEACH, FL

Past

January 1, 2008 - February 24, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WEST PALM BEACH, FL

Past

October 25, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/17/2022)

IAR

Florida
(9/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 3/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 10/24/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 8/4/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

2412 Irwin Street, Melbourne, FL 32901

Mailing Address

Phone number

(321) 209-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSSBY ADV PART 2A BROCHURE (4/6/2026)

ROSSBY WRAP BROCHURE 2026 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	3,910
AUM (Assets Under Management)	$ 854,779,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lesley K. Degenhart

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Kay Degenhart's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NEWEDGE ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

ROSSBY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/5/2009

SIE

Passed: 10/1/2018

Series 7

Passed: 10/24/2007

Series 9

Passed: 8/4/2011

FINRA

Current Firm

ROSSBY FINANCIAL, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSSBY FINANCIAL, LLC

TRUST BUT VERIFY

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