Michael P. Rohrbacker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Rohrbacker was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2007. Michael had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - December 2, 2013
DATATEX INVESTMENT SERVICES INC
January 19, 2012 - December 2, 2013
K. W. CHAMBERS & CO.
September 5, 2008 - December 31, 2011
AMERITAS INVESTMENT COMPANY, LLC
August 25, 2008 - December 31, 2011
AMERITAS INVESTMENT COMPANY, LLC
March 5, 2007 - July 10, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
February 15, 2007 - July 10, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DATATEX INVESTMENT SERVICES INC
CRD#: 105440 / SEC#: 801-31747
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 38,985,400 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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