CL
Christina G. Loranger
MMA SECURITIES LLC
Portland, ME 04102
Some features on this profile are disabled
CRD#: 5283946
CL
Professional summary
Christina Gillies Loranger, who also goes by Christina Louise Gillies, Christina Gillies, is a registered financial advisor currently at MMA SECURITIES LLC located in Portland, Maine.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christina has worked at 8 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christina Louise Gillies | Christina Gillies
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 201 Jones Rd, Waltham MA 02451, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationship across both the insurance/broker-dealer and nd bank/trust offerings of Principal.
CRS (Client Relationship Summary) - RIA
Click below to view Christina Gillies Loranger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christina Gillies Loranger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
MMA SECURITIES LLC
Office #1: 1945 Congress Street Building A, Portland, ME 04102RIA
BD
CRD#: 44254
Portland, ME
Current
June 20, 2023 - Present
MMA SECURITIES LLC
Office #1: 1945 Congress Street Building A, Portland, ME 04102RIA
BD
CRD#: 44254
Portland, ME
Past
February 29, 2016 - May 15, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SOUTH PORTLAND, ME
Past
February 10, 2016 - May 15, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WALTHAM, MA
Past
April 22, 2013 - January 12, 2016
VALMARK SECURITIES, INC.
BD
CRD#: 31243
FALMOUTH, ME
Past
September 18, 2012 - April 18, 2013
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
ANDOVER, MA
Past
November 25, 2011 - August 28, 2012
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
PORTLAND, ME
Past
May 13, 2010 - July 14, 2010
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
BRUNSWICK, ME
Past
April 8, 2008 - February 19, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BRAINTREE, MA
Past
May 15, 2007 - February 19, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BRAINTREE, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(6/20/2023)
RR
Maine(6/20/2023)
IAR
Maine(6/20/2023)
RR
Massachusetts(6/20/2023)
IAR
Massachusetts(7/18/2023)
RR
New Hampshire(6/20/2023)
RR
New Jersey(6/20/2023)
RR
New York(6/20/2023)
RR
Rhode Island(6/20/2023)
RR
Vermont(6/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MMA SECURITIES LLC
COMPASS FINANCIAL PARTNERS | NIA SECURITIES, L.L.C. | MMA SECURITIES LLC | MMA RETIREMENT & WEALTH | MMA - DAWSON | MMA - CENTURION | MMA - BROWER | MMA - BARNEY & BARNEY | MMA - ASSURANCE
CRD#: 44254 / SEC#: 801-100377, 8-50591
RIA
Registered Investment Advisory firm - SEC (7/7/2015 Approved)Connecticut
Registered Investment Advisory firm - SEC (5/23/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (5/2/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(917) 625-4069
Established
New Jersey since 02/03/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
179
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MMA SECURITIES LLC
CRD#: 44254Portland, ME 04102TRUST BUT VERIFY
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