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SJ

Steven T Johnson

CRD# 5283845·Registered 2007 - 2014
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven T Johnson was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 2007 - 2014. Steven had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

FIRST HORIZON ADVISORS, INC.·CRD# 17117
RIA
Maryville, TN
October 10, 2013 - February 21, 2014
FTB ADVISORS, INC.·CRD# 143830
RIA
Maryville, TN
July 12, 2012 - October 10, 2013
FIRST HORIZON ADVISORS, INC.·CRD# 17117
RIA
Maryville, TN
September 26, 2007 - March 30, 2012
FIRST HORIZON ADVISORS, INC.·CRD# 17117
BD
Maryville, TN
September 24, 2007 - February 21, 2014
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Knoxville, TN
June 20, 2007 - August 14, 2007
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Knoxville, TN
April 19, 2007 - August 14, 2007

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Current Firm

FH
FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC | FTB ADVISORS, INC. | FIRST TENNESSEE DISCOUNT BROKERAGE, INC. | FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON INVESTMENT SERVICES, A DIVISION OF FIRST TENNESSEE BROKERAGE, INC. | FIRST HORIZON ADVISORS, INC.

CRD#: 17117 / SEC#: 801-78594, 8-35061
BD
Terminated by SEC on 03/30/2026

Contact Information

Main Address

4990 Poplar Avenue 3rd Floor, Memphis, TN 38117

Phone Number

+1 (800) 213-3702

Established

Tennessee since 10/24/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

239

Documents

Latest Form ADV

Part 2 Brochures

FIRST HORIZON ADVISORS, INC. PART 2A BROCHURE (3/24/2025)

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON BANKSOLE SHAREHOLDER—
KRUSE, KAREN MORTONPRESIDENT2862059
KRUSE, KAREN MORTONCHIEF COMPLIANCE OFFICER2862059
SMITH, CAROL ANNETTEFINOP6421113

Regulatory Assets Under Management

Total Number of Accounts

9,076

AUM (Assets Under Management)

$13,617,534,771

Disclosures

Regulatory Event

7

Arbitration

2

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/15/2025Cover PageReport
08/16/2024Cover PageReport
12/21/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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SJ
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