TK
Todd M. Kelly
BFC PLANNING
CINCINNATI, OH 45241
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CRD#: 5283822
TK
Professional summary
Todd Michael Kelly is a registered financial advisor currently at BFC PLANNING, INC. located in Cincinnati, Ohio and SECURITIES MANAGEMENT & RESEARCH, INC. located in Cincinnati, Ohio.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Todd has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CUMULUS CAPITAL WEALTH ADVISORS-N-CINCINNATI,OH-REGISTERED REP-10/2014-120-120-SELLING FIXED INSURANCE PRODUCTS INCLUDING TERM,LTC AND VOLUNTARY SUPPLEMENT. 2. CUMULUS COLLEGE PLANNING-N-CINCINNATI, OH-PARTNER-11/2014-50-15-COLLEGE PLANNING FOR CLIENTS WHICH INCLUDES MARKETING, REPORTING AND SERVICES. 3 . JACOB REAL PROPERTIES, LTD, DBA COLUMBIA FINANCIAL SERVICES-N-CINCINNATI, OH-LOAN ORIGINATOR/SERVICER/REFERRAL AGENT-10/2014-4-.25-OFFER CLIENTS REFINANCING, OPENING NEW LINES OF CREDITS AND OCCASIONALLY NEW MORTGAGES FOR. 4. CUMULUS CAPITAL PROTECTION-Y-CINCINNATI, OH-INSURANCE-PARTNER-11/2014-16-1-SALE OF INS. AND FIXED INS. PRODUCTS. 5. CUMULUS COLLEGE QUEST, LLC-N-CINCINNATI, OH-PARTNER-02/2015-04-04-PROVIDE RECORDED TRAINING TO FINANCIAL PROFESSIONALS ON HOW TO USE COLLEGE PLANNING AS A MARKETING TOOL. 6. COLLEGE COST NAVIGATOR, INC.-N-CINCINNATI, OH-PARTNER-02/2011-4-2-Web-based software company that provides reports for advisers to provide clients that help project out of pocket expenses for college for their clients.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2014 - Present
BFC PLANNING, INC.
Office #1: 4015 Executive Park Drive Suite 300, Cincinnati, OH 45241RIA
CRD#: 119682
CINCINNATI, OH
Current
October 23, 2014 - Present
SECURITIES MANAGEMENT & RESEARCH, INC.
Office #1: 4015 Executive Park Suite 300, Cincinnati, OH 45241BD
CRD#: 759
Cincinnati, OH
Past
October 17, 2013 - October 27, 2014
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LOVELAND, OH
Past
June 8, 2007 - October 27, 2014
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LOVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/23/2021)
RR
Georgia(10/30/2024)
RR
Illinois(4/28/2020)
RR
Indiana(10/23/2014)
RR
Iowa(11/16/2022)
RR
Kentucky(10/23/2014)
RR
Michigan(10/23/2014)
RR
Missouri(10/28/2025)
RR
Nevada(7/23/2025)
RR
Ohio(10/23/2014)
IAR
Ohio(10/23/2014)
RR
Texas(7/8/2024)
RR
Virginia(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Cincinnati, OH 45241TRUST BUT VERIFY
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