DW
David C. Wolf
BSW WEALTH PARTNERS
Boulder, CO 80304
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CRD#: 5283794
DW
Professional summary
David Curran Wolf is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Beginning in 2019, Mr. Wolf serves on the Advisory Board of Boulder Ventures located at 1941 Pearl Street, #300, Boulder, CO 80302. Boulder Ventures is an investment-related business considered to be a venture capital firm. Mr. Wolf dedicates approximately 1 hour per month to the Advisory Board (0 hours during trading securities trading hours). Mr. Wolf advises the general partner regarding potential conflicts of interest and advocates for the best interest of the limited partners. Beginning in 2019, Mr. Wolf serves on the Advisory Board of Renewal Funds located at 560-163 West Hastings Street, Vancouver, BC V6B 1H5. Renewal Funds is an investment-related business focused on venture capital. Mr. Wolf dedicates approximately 1 hour per month to the Advisory Board (0 hours during trading securities trading hours). Mr. Wolf advises the general partner regarding potential conflicts of interest and advocates for the best interest of the limited partners. Beginning in 2021, Mr. Wolf serves on the Advisory Council of Ethic located at 250 West Broadway, 5th Floor, New York, NY 10013. Ethic is an investment adviser and separate account manager specializing in personalized ESG solutions to help investors transition money toward companies that treat people and the planet with respect. Mr. Wolf dedicates approximately 1 hour per month to the Advisory Council (0 hours during trading securities trading hours). Beginning in 2024, Mr. Wolf serves on the Schwab Advisor Services Advisory Board (the "Advisory Board"). BSW may recommend that clients establish brokerage accounts with Charles Schwab & Co., Inc. ("Schwab") and/or its affiliates to maintain custody of the clients' assets and effect trades for their accounts. The Advisory Board consists of representatives of independent investment advisory firms who have been invited by Schwab management to participate in meetings and discussions of Schwab Advisor Services' services for independent investment advisory firms and their clients. Generally, Board members serve for two-year terms. Mr. Wolf's term ends in 2026. Advisory Board members enter into a nondisclosure agreement with Schwab under which they agree not to disclose confidential information shared with them. This information generally does not include material nonpublic information about the Charles Schwab Corporation, whose common stock is listed for trading on the New York Stock Exchange (symbol: SCHW). The Advisory Board meets in person or virtually approximately twice per year and has periodic conference calls scheduled as needed. Advisory Board members are not compensated by Schwab for their service, but Schwab does pay for or reimburse Advisory Board members' travel, lodging, meals, and other incidental expenses incurred in attending Advisory Board meetings. Schwab may also provide members of the Advisory Board a fee waiver for attendance at Schwab conferences such as IMPACT. Mr. Wolf dedicates approximately 1 hour per month to the Advisory Board (0 hours during trading securities trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view David Curran Wolf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2007 - Present
BSW WEALTH PARTNERS
Office #1: 2300 Broadway Street, Boulder, CO 80304RIA
CRD#: 107485
Boulder, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BSW WEALTH PARTNERS
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
CRD#: 107485 / SEC#: 801-45532
RIA
Registered Investment Advisory firm - (1/3/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(2/14/2007)
Current Firm
BW
BSW WEALTH PARTNERS
BAYDUSH SIMON INVESTMENTS, LLC | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATION | BSW WEALTH PARTNERS LLC | BSW WEALTH PARTNERS | BAYDUSH SIMON WEAVER, LLC
CRD#: 107485 / SEC#: 801-45532
RIA
Registered Investment Advisory firm - (1/3/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2300 Broadway Street, Boulder, CO 80304
Mailing Address
Phone number
(303) 444-9696
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 1,978,314,852 |
Red Flags
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Company Information
BSW WEALTH PARTNERS
CRD#: 107485Boulder, CO 80304TRUST BUT VERIFY
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