John T. Conway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Conway was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1974. John had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2004 - June 7, 2012
WOLFE & HURST BOND BROKERS INC.
July 9, 2002 - May 27, 2004
HUNTER ASSET MANAGEMENT, LLC
March 20, 2002 - July 1, 2002
QUICK & REILLY, INC.
April 16, 1999 - September 22, 2000
GRUNTAL & CO., L.L.C.
December 7, 1992 - April 30, 1999
A. F. BEST SECURITIES, INC.
May 24, 1988 - December 10, 1992
WOLFE & HURST BOND BROKERS INC.
May 19, 1978 - October 7, 1986
KIDDER, PEABODY & CO. INCORPORATED
March 7, 1974 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/4/1974
Registered Representative ExaminationCurrent Firm
WOLFE & HURST BOND BROKERS INC.
CRD#: 8288 / SEC#: , 8-24924
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
