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Paul Daniel Hundley

CRD# 5283588·Registered 2007 - 2019
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Daniel Hundley, who also goes by Paul Hundley, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 2007 - 2019. Paul had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Paul Hundley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

LIGHTHOUSE CAPITAL, LLC·CRD# 147497
RIA
Quincy, MA
February 15, 2017 - February 14, 2019
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Needham, MA
March 27, 2009 - October 13, 2016
SECURITIES AMERICA, INC.·CRD# 10205
BD
Needham, MA
May 23, 2007 - October 13, 2016

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Current Firm

LC
LIGHTHOUSE CAPITAL, LLC

BAY COLONY ADVISORS, LLC | LIGHTHOUSE CAPITAL, LLC

CRD#: 147497
Massachusetts
Registered Investment Advisory firm - Massachusetts (8/7/2008 Approved)
New Hampshire
Registered Investment Advisory firm - New Hampshire (6/12/2013 Approved)

Contact Information

Main Address

90 Canal Street Suite 442, Boston, MA 02114

Mailing Address

Po Box 130100, Boston, MA 02113

Phone Number

(617) 980-1183

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

128

AUM (Assets Under Management)

$44,527,558

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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