Wesley A. Ivey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Allen Ivey was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2007. Wesley had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2011 - January 7, 2014
RONALD BLUE & CO., LLC
January 15, 2010 - August 29, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 12, 2010 - August 29, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 29, 2008 - July 2, 2009
AMERITAS INVESTMENT COMPANY, LLC
October 14, 2008 - July 2, 2009
AMERITAS INVESTMENT COMPANY, LLC
November 28, 2007 - October 15, 2008
INVEST FINANCIAL CORPORATION
November 19, 2007 - October 15, 2008
INVEST FINANCIAL CORPORATION
April 10, 2007 - May 22, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 2007 - May 22, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
